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Roberta Montes

Osaic Wealth, Inc.

San Leandro, CA

San Francisco, CA

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-01-19
  • CA RA
    APPROVED
    Since 2024-01-19

Branch Locations

San Leandro, CA • United States

50 California Street Suite 1500, San Francisco, CA 94111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Woodbury Financial Services, Inc. Woodbury MN 06/2006 01/2024
Osaic Wealth, Inc. San Francisco CA 01/2024 Present
  • 06/2006 → 01/2024
    Woodbury Financial Services, Inc.
    Woodbury, MN
  • 01/2024 → Present
    Osaic Wealth, Inc.
    San Francisco, CA
Previous Registrations
  • 2011-08-25 → 2024-01-19
    Woodbury Financial Services, Inc.
    San Ramon, CA
    San Francisco, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-06-09
S63 Uniform Securities Agent State Law Examination 2006-06-26
  • S65 Uniform Investment Adviser Law Examination
    2011-06-09
  • S63 Uniform Securities Agent State Law Examination
    2006-06-26

View on SEC IAPD

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