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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-05-29
  • IL RA
    APPROVED
    Since 2024-05-29

Branch Locations

Chicago, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Modern Capital Concepts Chicago IL 08/2023 Present
Unemployed Columbus OH 06/2023 08/2023
Accademia Italiana Florence 08/2022 12/2022
Key Investment Services Cleveland OH 06/2022 08/2022
The Ohio State University Columbus OH 01/2023 06/2023
The Ohio State University Columbus OH 09/2021 06/2022
Home Depot Quincy MA 05/2020 08/2021
Justice Braintree MA 05/2018 06/2020
Braintree Public School System Braintree MA 01/2014 05/2018
Lpl Financial Chicago IL 08/2023 Present
  • 08/2023 → Present
    Modern Capital Concepts
    Chicago, IL
  • 06/2023 → 08/2023
    Unemployed
    Columbus, OH
  • 08/2022 → 12/2022
    Accademia Italiana
    Florence
  • 06/2022 → 08/2022
    Key Investment Services
    Cleveland, OH
  • 01/2023 → 06/2023
    The Ohio State University
    Columbus, OH
  • 09/2021 → 06/2022
    The Ohio State University
    Columbus, OH
  • 05/2020 → 08/2021
    Home Depot
    Quincy, MA
  • 05/2018 → 06/2020
    Justice
    Braintree, MA
  • 01/2014 → 05/2018
    Braintree Public School System
    Braintree, MA
  • 08/2023 → Present
    Lpl Financial
    Chicago, IL
Other Businesses

1) 01/02/2024 - Modern Capital Concepts Inc - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 08/2023 - 160Hr/Mth 2) 01/11/2024 - Modern Capital Concepts inc - Registered Investment Advisor Hybrid - Admin - Investment Related - At Reported Business Location(s) - Start Date 08/15/2023 - 160 Hours Per Month/ 40 Hours During Trading - I provide administrative support to Modern Capital Concepts, an independent investment advisor firm. I started this business activity in 01/2024. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-04-25
  • S66 Uniform Combined State Law Examination
    2024-04-25

View on SEC IAPD

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