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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-05-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Modern Capital Concepts | Chicago | IL | 08/2023 | Present |
| Unemployed | Columbus | OH | 06/2023 | 08/2023 |
| Accademia Italiana | Florence | 08/2022 | 12/2022 | |
| Key Investment Services | Cleveland | OH | 06/2022 | 08/2022 |
| The Ohio State University | Columbus | OH | 01/2023 | 06/2023 |
| The Ohio State University | Columbus | OH | 09/2021 | 06/2022 |
| Home Depot | Quincy | MA | 05/2020 | 08/2021 |
| Justice | Braintree | MA | 05/2018 | 06/2020 |
| Braintree Public School System | Braintree | MA | 01/2014 | 05/2018 |
| Lpl Financial | Chicago | IL | 08/2023 | Present |
1) 01/02/2024 - Modern Capital Concepts Inc - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 08/2023 - 160Hr/Mth 2) 01/11/2024 - Modern Capital Concepts inc - Registered Investment Advisor Hybrid - Admin - Investment Related - At Reported Business Location(s) - Start Date 08/15/2023 - 160 Hours Per Month/ 40 Hours During Trading - I provide administrative support to Modern Capital Concepts, an independent investment advisor firm. I started this business activity in 01/2024. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-04-25 |
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