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401 Union Street 18Th Floor, Seattle, WA 98101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2024-09-04 |
| CO | RA | APPROVED | 2024-09-03 |
| WI | RA | APPROVED | 2024-09-03 |
| WY | RA | APPROVED | 2024-09-03 |
Branch Locations
833 E. Michigan Street Suite 850, Milwaukee, WI 53202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Kenosha | WI | 06/2022 | 08/2024 |
| Bank First, N.A. | Appleton | WI | 05/2020 | 05/2022 |
| Community First Credit Union | Appleton | WI | 06/2019 | 05/2020 |
| University Of Wisconsin- Eau Claire | Eau Claire | WI | 08/2016 | 08/2020 |
| Dooley's Pub | Eau Claire | WI | 08/2017 | 01/2020 |
| Galloway Grille | Eau Claire | WI | 07/2018 | 08/2018 |
| Univerisity Of Wisconsin Eau Claire Dining Hall | Eau Claire | WI | 08/2018 | 09/2018 |
| J&D Manufacturing | Eau Claire | WI | 06/2018 | 08/2018 |
| Make A Difference Homes | Eau Claire | WI | 02/2017 | 04/2017 |
| Gingerootz Asian Grill | Appleton | WI | 10/2014 | 01/2019 |
| Kroger - Pick N' Save | Appleton | WI | 04/2020 | 06/2020 |
| Mill's Fleet Farm | Appleton | WI | 06/2018 | 06/2019 |
| Russell Investments | Seattle | WA | 08/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-11-04 |
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