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Matthew David Klein

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pittsburgh, PA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-23
PA RA APPROVED 2022-12-05
  • TX RA
    APPROVED
    Since 2023-01-23
  • PA RA
    APPROVED
    Since 2022-12-05

Branch Locations

260 Forbes Ave Pbig - Market Square, Pittsburgh, PA 15222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Cranberry Township PA 08/2019 Present
Pnc Bank Gibsonia PA 10/2013 07/2019
Bank Of America, Na Cranberry Township PA 09/2022 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-21
  • S66 Uniform Combined State Law Examination
    2022-11-21

View on SEC IAPD

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WESBANCO SECURITIES, INC. · PITTSBURGH, PA

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