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601 S. Tryon Street Suite 100, Charlotte, NC 28202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2026-06-11 |
Branch Locations
Little Rock, AR • United States
601 S. Tryon Street Suite 100, Charlotte, NC 28202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Westlake | TX | 06/2022 | 01/2023 |
| United States Postal Service | Little Rock | AR | 07/2021 | 09/2022 |
| At&T | Little Rock | AR | 12/2020 | 04/2021 |
| Ally Financial | Little Rock | AR | 10/2019 | 03/2020 |
| Fis Global | Little Rock | AR | 03/2018 | 09/2019 |
| Tjx Companies | Little Rock | AR | 07/2017 | 03/2018 |
| Bank Ozk | Little Rock | AR | 03/2020 | 08/2020 |
| Davids Burgers | Little Rock | AR | 09/2015 | 09/2017 |
| Unemployed | Little Rock | AR | 05/2021 | 07/2021 |
| Unemployed | Little Rock | AR | 08/2020 | 12/2020 |
| Ally Invest Securities Llc | Charlotte | NC | 09/2023 | Present |
| Ally Bank | Little Rock | AR | 01/2023 | 09/2023 |
| Ally Invest Advisors | Charlotte | NC | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-06-09 |
| S63 | Uniform Securities Agent State Law Examination | 2022-10-21 |
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