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Sahej Bhasin

Charles Schwab & Co., Inc.

Dana Point, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-06-03
  • CA RA
    APPROVED
    Since 2024-06-03

Branch Locations

2 Ritz Carlton Dr Suite 203, Dana Point, CA 92629 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pepperdine University Malibu CA 08/2019 05/2023
Ubs Financial Services Inc. Sherman Oaks CA 06/2022 08/2022
Unemployed N/A CA 05/2010 07/2019
Charles Schwab & Co., Inc Monarch Beach CA 06/2023 Present
Charles Schwab Bank Ssb Monarch Beach CA 06/2023 Present
  • 08/2019 → 05/2023
    Pepperdine University
    Malibu, CA
  • 06/2022 → 08/2022
    Ubs Financial Services Inc.
    Sherman Oaks, CA
  • 05/2010 → 07/2019
    Unemployed
    N/A, CA
  • 06/2023 → Present
    Charles Schwab & Co., Inc
    Monarch Beach, CA
  • 06/2023 → Present
    Charles Schwab Bank Ssb
    Monarch Beach, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-31
  • S66 Uniform Combined State Law Examination
    2024-05-31

View on SEC IAPD

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