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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-11-12
MN RA APPROVED 2025-11-11
  • OH RA
    APPROVED
    Since 2025-11-12
  • MN RA
    APPROVED
    Since 2025-11-11

Branch Locations

Cincinnati, OH • United States

130 Park Ave S, St Cloud, MN 56301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jackson National Life Distributors, Llc Franklin TN 08/2023 08/2024
Mississippi State University Starkville MS 08/2020 05/2023
Unemployed Saint Cloud MN 08/2013 08/2020
Cetera Investment Services Llc Saint Cloud MN 06/2022 07/2022
Unemployed Cincinnati OH 08/2024 10/2024
Efficient Advisors Mason OH 10/2024 06/2025
Unemployed Cincinnati OH 06/2025 09/2025
Cetera Wealth Services, Llc El Segundo CA 09/2025 Present
Anderson Financial Saint Cloud MN 09/2025 Present
Unemployed Saint Cloud MN 05/2023 08/2023
Cetera Investment Advisors Schaumburg IL 11/2025 Present
  • 08/2023 → 08/2024
    Jackson National Life Distributors, Llc
    Franklin, TN
  • 08/2020 → 05/2023
    Mississippi State University
    Starkville, MS
  • 08/2013 → 08/2020
    Unemployed
    Saint Cloud, MN
  • 06/2022 → 07/2022
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 08/2024 → 10/2024
    Unemployed
    Cincinnati, OH
  • 10/2024 → 06/2025
    Efficient Advisors
    Mason, OH
  • 06/2025 → 09/2025
    Unemployed
    Cincinnati, OH
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 09/2025 → Present
    Anderson Financial
    Saint Cloud, MN
  • 05/2023 → 08/2023
    Unemployed
    Saint Cloud, MN
  • 11/2025 → Present
    Cetera Investment Advisors
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: ANDERSON FINANCIAL; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: INVESTMENT SERVICES; START DATE: 09/2025; POSITION/TITLE/RELATIONSHIP: ADMIN; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 6.5; BRIEF DESCRIPTION OF DUTIES: ADMINISTRATIVE DUTIES TO INCLUDE PROCESSING BUSINESS UNDER THE DIRECTION OF THE REGISTERED REP;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-11-07
S63 Uniform Securities Agent State Law Examination 2023-10-02
  • S65 Uniform Investment Adviser Law Examination
    2025-11-07
  • S63 Uniform Securities Agent State Law Examination
    2023-10-02

View on SEC IAPD

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