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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-08-28
  • CA RA
    APPROVED
    Since 2023-08-28

Branch Locations

2000 Avenue Of The Stars 12Th Floor South, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab Lone Tree CO 06/2022 08/2022
Bristol Farms Rolling Hills Estates CA 05/2020 08/2021
University Of Colorado Boulder Boulder CO 08/2019 05/2023
Ubs San Diego CA 07/2023 Present
Baskin Robbins Rolling Hills Estates CA 01/2016 08/2017
Subway Franchise Development Torrance CA 09/2017 07/2019
  • 06/2022 → 08/2022
    Charles Schwab
    Lone Tree, CO
  • 05/2020 → 08/2021
    Bristol Farms
    Rolling Hills Estates, CA
  • 08/2019 → 05/2023
    University Of Colorado Boulder
    Boulder, CO
  • 07/2023 → Present
    Ubs
    San Diego, CA
  • 01/2016 → 08/2017
    Baskin Robbins
    Rolling Hills Estates, CA
  • 09/2017 → 07/2019
    Subway Franchise Development
    Torrance, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-06-22
  • S66 Uniform Combined State Law Examination
    2023-06-22

View on SEC IAPD

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