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3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-07-06 |
Branch Locations
3400 N Central Expy Unit 110, Richardson, TX 75080 • United States
3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rose City Summer Camp | Tyler | TX | 07/2018 | 08/2018 |
| Robert E. Lee High School | Tyler | TX | 08/2015 | 05/2019 |
| Unemployed | Tyler | TX | 05/2019 | 08/2019 |
| Pine Cove | Tyler | TX | 05/2020 | 07/2020 |
| South Spring Baptist Church | Tyler | TX | 05/2021 | 08/2021 |
| Texas A&M University | College Station | TX | 08/2019 | 08/2022 |
| Thrivent Advisor Network D/B/A 49 Financial | Austin | TX | 08/2022 | 12/2022 |
| Purshe Kaplan Sterling Investments | Albany | NY | 06/2022 | 07/2024 |
| 49 Wealth Management Llc | Dallas | TX | 01/2023 | Present |
| Oakwood Capital Securities, Inc. | Minneapolis | MN | 07/2024 | 12/2024 |
1) Financial Independence Group; investment related; 3400 N Central Expy, Unit 110 Richardson TX 75080 United States; Fixed Insurance Agent; Start date: 2022-08-15; 80 Hours per month during trading hours; 10 Hours per month outside trading hours. 2) 25 Giving; Not Investment related; 3711 S Mopac Expy, Ste. 150 Austin TX 78746; Refer nonprofits to 25 Giving so they can help develop charitable plans for donors of nonprofits; Contractor; Start date: 2025-02-20; 2 Hours per month/ 1 during trading hours. 3) Master Networks; Not investment related; 5055 President George Bush Tpke Garland, TX 75040 United States; Nature: networking club; Start Date: 2/25/2025; 6 hours during trading hours per month; Duties: Attend networking events, recruit others to join the chapter; assist new members in onboarding to the website.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-06-27 |
| S63 | Uniform Securities Agent State Law Examination | 2022-03-04 |
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