Robert C. Ball

Current Employers

Edelman Financial Engines

3945 Freedom Circle, Santa Clara, CA 95054 • United States

Current Registrations

Authority	Category	Status	Date
TN	RA	APPROVED	2022-07-26

TN RA
APPROVED

Since 2022-07-26

Branch Locations

1111 N Northshore Dr Suite S-200, Knoxville, TN 37919 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Financial Engines Advisors L.L.C.	Santa Clara	CA	06/2022	09/2024
Coldwell Banker Wallace	Knoxville	TN	04/2021	Present
Overseas Realty	Sarasota	FL	06/2021	Present
Exp Realty	Sarasota	FL	05/2020	04/2021
Sitel	Knoxville	TN	03/2017	02/2021
Primesites Usa	Tampa	FL	05/2008	05/2020
Edelman Financial Engines	Santa Clara	CA	09/2024	Present

06/2022 → 09/2024

Financial Engines Advisors L.L.C.

Santa Clara, CA
04/2021 → Present

Coldwell Banker Wallace

Knoxville, TN
06/2021 → Present

Overseas Realty

Sarasota, FL
05/2020 → 04/2021

Exp Realty

Sarasota, FL
03/2017 → 02/2021

Sitel

Knoxville, TN
05/2008 → 05/2020

Primesites Usa

Tampa, FL
09/2024 → Present

Edelman Financial Engines

Santa Clara, CA

Other Businesses

1) Realty Connect; INVESTMENT RELATED: No; ADDRESS: 1818 Library Street, Suite 500, Reston Virginia 20190; NATURE: Real Estate Brokerage; POSITION: Salesperson; START DATE: 12/14/2022; NUMBER OF HOURS/MONTH: 0 Hrs.; HOURS/MNTH DURING SECURITIES TRADING HOURS: 0 Hrs.; DUTIES: None Only hanging my FL Real Estate License with them.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2022-07-22

S65 Uniform Investment Adviser Law Examination

2022-07-22

View on SEC IAPD

Current Employers

Edelman Financial Engines

Disclosures

Employment History

Other Businesses

Exams

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