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Samantha Jane Gotti

J.P. Morgan Securities LLC

Chicago, IL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-03-24
TX RA APPROVED 2026-03-24
  • IL RA
    APPROVED
    Since 2026-03-24
  • TX RA
    APPROVED
    Since 2026-03-24

Branch Locations

10 S Dearborn St Floor 09, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Chicago IL 01/2026 Present
Jpmorgan Chase Bank, N.A. Chicago IL 01/2026 Present
Bank Of America New York NY 07/2024 12/2025
Tulane University New Orleans LA 09/2023 06/2024
Tulane University New Orleans LA 08/2020 05/2024
Bank Of America New York NY 06/2023 08/2023
Tulane University New Orleans LA 09/2022 05/2023
Bank Of America New York NY 06/2022 08/2022
Tulane University New Orleans LA 09/2021 05/2022
Oak Park Country Club River Grove IL 05/2021 07/2021
Tulane University New Orleans LA 10/2020 05/2021
Unemployed Oak Park IL 01/2016 07/2020
  • 01/2026 → Present
    J.P. Morgan Securities Llc
    Chicago, IL
  • 01/2026 → Present
    Jpmorgan Chase Bank, N.A.
    Chicago, IL
  • 07/2024 → 12/2025
    Bank Of America
    New York, NY
  • 09/2023 → 06/2024
    Tulane University
    New Orleans, LA
  • 08/2020 → 05/2024
    Tulane University
    New Orleans, LA
  • 06/2023 → 08/2023
    Bank Of America
    New York, NY
  • 09/2022 → 05/2023
    Tulane University
    New Orleans, LA
  • 06/2022 → 08/2022
    Bank Of America
    New York, NY
  • 09/2021 → 05/2022
    Tulane University
    New Orleans, LA
  • 05/2021 → 07/2021
    Oak Park Country Club
    River Grove, IL
  • 10/2020 → 05/2021
    Tulane University
    New Orleans, LA
  • 01/2016 → 07/2020
    Unemployed
    Oak Park, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-03-24
S63 Uniform Securities Agent State Law Examination 2024-08-30
  • S66 Uniform Combined State Law Examination
    2026-03-24
  • S63 Uniform Securities Agent State Law Examination
    2024-08-30
Other Names
  • Samantha J Gotti

View on SEC IAPD

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