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100 Grandview Place Suite 200, Birmingham, AL 35243 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2024-07-24 |
Branch Locations
100 Grandview Place Suite 200, Birmingham, AL 35243 • United States
104 South 3Rd Street, Decatur, IN 46733 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bernhaus Furniture | Berne | IN | 06/2014 | 06/2022 |
| Pine Lake Waterpark | Berne | IN | 05/2019 | 09/2021 |
| Cambridge Investment Research, Inc. | Decatur | IN | 06/2022 | 10/2022 |
| Oneascent Financial Services | Birmingham | AL | 10/2022 | Present |
| Iwu/Purdue University, Fort Wayne | Fort Wayne | IN | 08/2017 | 12/2021 |
Name of business: Collier Insurance Agency. Investment related. Address: 104 South Third Street, Decatur, IN 46733. Nature of business: insurance sales. Position: insurance agent. Start date: October 2022. Less than 10 hours per month. Less than 10 hours per month during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-07-24 |
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