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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-01-15
  • NY RA
    APPROVED
    Since 2026-01-15

Branch Locations

915 Broadway Ground Floor, New York City, NY 10010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. New York NY 07/2022 Present
Costco Wholesale Corporation Eugene OR 10/2021 07/2022
Nordstrom, Inc. Portland OR 06/2018 08/2021
Menchie's Frozen Yogurt Lake Oswego OR 05/2017 08/2018
Student Lake Oswego OR 09/2014 05/2018
Charles Schwab Bank, Ssb New York NY 11/2023 Present
  • 07/2022 → Present
    New York, NY
  • 10/2021 → 07/2022
    Costco Wholesale Corporation
    Eugene, OR
  • 06/2018 → 08/2021
    Nordstrom, Inc.
    Portland, OR
  • 05/2017 → 08/2018
    Menchie's Frozen Yogurt
    Lake Oswego, OR
  • 09/2014 → 05/2018
    Student
    Lake Oswego, OR
  • 11/2023 → Present
    Charles Schwab Bank, Ssb
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-06
  • S66 Uniform Combined State Law Examination
    2024-08-06

View on SEC IAPD

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