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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-02-02
  • IL RA
    APPROVED
    Since 2024-02-02

Branch Locations

10 S Dearborn St. Floor 13, Chicago, IL 60603 • United States

2500 Westfield Dr, Elgin, IL 60124 • United States

St Charles, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ascensus Kansas City MO 06/2022 08/2022
Equitable Advisors, Llc New York NY 07/2023 11/2023
Lasalle St Securities Elmhurst IL 05/2021 09/2021
American Marine Delavan WI 07/2019 08/2019
Cutco Naperville IL 12/2018 01/2019
Boston University Boston MA 09/2019 05/2023
J.P. Morgan Securities Llc Elgin IL 01/2024 Present
Unemployed Glen Ellyn IL 01/2014 11/2018
Unemployed Glen Ellyn IL 02/2019 06/2019
American Marine Of Delavan Delavan WI 07/2020 08/2020
Unemployed Glen Ellyn IL 06/2023 06/2023
Unemployed Glen Ellyn IL 12/2023 12/2023
Glen Ellyn Park District Glen Ellyn IL 11/2018 12/2018
  • 06/2022 → 08/2022
    Ascensus
    Kansas City, MO
  • 07/2023 → 11/2023
    New York, NY
  • 05/2021 → 09/2021
    Lasalle St Securities
    Elmhurst, IL
  • 07/2019 → 08/2019
    American Marine
    Delavan, WI
  • 12/2018 → 01/2019
    Cutco
    Naperville, IL
  • 09/2019 → 05/2023
    Boston University
    Boston, MA
  • 01/2024 → Present
    Elgin, IL
  • 01/2014 → 11/2018
    Unemployed
    Glen Ellyn, IL
  • 02/2019 → 06/2019
    Unemployed
    Glen Ellyn, IL
  • 07/2020 → 08/2020
    American Marine Of Delavan
    Delavan, WI
  • 06/2023 → 06/2023
    Unemployed
    Glen Ellyn, IL
  • 12/2023 → 12/2023
    Unemployed
    Glen Ellyn, IL
  • 11/2018 → 12/2018
    Glen Ellyn Park District
    Glen Ellyn, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-07
  • S66 Uniform Combined State Law Examination
    2023-10-07
Other Names
  • Benjamin Tyler Frick
  • Ben Frick
  • Benjamin Frick

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