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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-04-27
WI RA APPROVED 2023-09-01
  • TX RA
    APPROVED_RES
    Since 2026-04-27
  • WI RA
    APPROVED
    Since 2023-09-01

Branch Locations

1200 N Mayfair Rd Suite 300, Milwaukee, WI 53226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
High Point Capital Milwaukee WI 06/2022 12/2022
University Of Wisconsin - Madison Madison WI 09/2018 06/2022
Germantown High School Germantown WI 09/2014 09/2018
Sagepoint Financial, Inc. Milwaukee WI 12/2022 09/2023
Osaic Wealth, Inc. Milwaukee WI 09/2023 Present
  • 06/2022 → 12/2022
    High Point Capital
    Milwaukee, WI
  • 09/2018 → 06/2022
    University Of Wisconsin - Madison
    Madison, WI
  • 09/2014 → 09/2018
    Germantown High School
    Germantown, WI
  • 12/2022 → 09/2023
    Sagepoint Financial, Inc.
    Milwaukee, WI
  • 09/2023 → Present
    Milwaukee, WI
Previous Registrations
  • 2023-04-14 → 2023-09-01
    Osaic Services, Inc.
    Milwaukee, WI
Other Businesses

1. HIGH POINT CAPITAL GROUP POSITION: Registered Representative NATURE: S Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 07/01/2025 ADDRESS: 1200 N Mayfair Rd, Ste 300, Milwaukee WI 53226, United States DESCRIPTION: Assist clients with investment solutions, financial planning, income planning, and insurance needs. Assist clients, open accounts, answer phones, mail, and assist advisors as needed 2. FIRST TEAM FINANCIAL POSITION: Tax Preparer NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 02/06/2025 ADDRESS: 8112 W Bluemound Rd, Suite 94, Milwaukee WI 53213, United States DESCRIPTION: Preparing tax returns from the start of the year until April 15th.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-13
  • S66 Uniform Combined State Law Examination
    2023-04-13

View on SEC IAPD

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