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333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2025-02-21 |
Branch Locations
12711 N. Meridian Street, Carmel, IN 46032 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rawlins High School | Rawlins | WY | 08/2014 | 05/2018 |
| Sinclair Transportation | Sinclair | WY | 06/2018 | 08/2018 |
| Northwestern Mutual Life Ins. Co./Northwestern Mutual Inv. Svcs | Austin | TX | 06/2022 | 08/2022 |
| Charles Schwab & Co., Inc. | Indianapolis | IN | 02/2023 | 12/2024 |
| Quality Loan Servicing | Austin | TX | 09/2022 | 02/2023 |
| Capital Group / Capital Client Group, Inc. | Carmel | IN | 01/2025 | 12/2025 |
| Montana State University | Bozeman | MT | 08/2018 | 05/2022 |
| Capital Group / Capital Client Group, Inc | Carmel | IN | 12/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-02-21 |
| S63 | Uniform Securities Agent State Law Examination | 2023-06-23 |
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