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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-12-18
CT RA APPROVED 2024-09-30
  • TX RA
    APPROVED
    Since 2024-12-18
  • CT RA
    APPROVED
    Since 2024-09-30

Branch Locations

25 Burlington Mall Rd, Burlington, MA 01803 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Market Basket Londonderry NH 11/2017 06/2022
Young Entrepreneurs Across America Londonderry NH 01/2022 03/2022
Keene State College Keene NH 08/2019 05/2020
University Of New Hampshire Durham NH 08/2020 05/2023
Fidelity Investments Merrimack NH 05/2022 03/2023
Londonderry High School Londonderry NH 08/2015 06/2019
Lpl Financial Llc Portsmouth NH 11/2023 08/2024
Unemployed Londonderry NH 04/2023 10/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated Burlington MA 09/2024 Present
Blue Granite Financial Portsmouth NH 11/2023 08/2024
Bank Of America, N.A. Burlington MA 10/2024 Present
  • 11/2017 → 06/2022
    Market Basket
    Londonderry, NH
  • 01/2022 → 03/2022
    Young Entrepreneurs Across America
    Londonderry, NH
  • 08/2019 → 05/2020
    Keene State College
    Keene, NH
  • 08/2020 → 05/2023
    University Of New Hampshire
    Durham, NH
  • 05/2022 → 03/2023
    Fidelity Investments
    Merrimack, NH
  • 08/2015 → 06/2019
    Londonderry High School
    Londonderry, NH
  • 11/2023 → 08/2024
    Portsmouth, NH
  • 04/2023 → 10/2023
    Unemployed
    Londonderry, NH
  • 09/2024 → Present
    Burlington, MA
  • 11/2023 → 08/2024
    Blue Granite Financial
    Portsmouth, NH
  • 10/2024 → Present
    Bank Of America, N.A.
    Burlington, MA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-11-29
S63 Uniform Securities Agent State Law Examination 2022-08-08
  • S65 Uniform Investment Adviser Law Examination
    2023-11-29
  • S63 Uniform Securities Agent State Law Examination
    2022-08-08
Other Names
  • Joshua Adam Goes
  • Josh Goes
  • Joshua Goes

View on SEC IAPD

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