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Brendan Whitehead

Ameriprise Financial Services, LLC

Hauppauge, NY

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-07-30
NY RA APPROVED 2024-12-13
  • TX RA
    APPROVED
    Since 2025-07-30
  • NY RA
    APPROVED
    Since 2024-12-13

Branch Locations

1174 Veterans Memorial Hwy, Hauppauge, NY 11788 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Hauppauge NY 06/2022 10/2022
Glen Cove Mansion Glen Cove NY 01/2016 08/2019
Rsc Solutions Rockleigh NJ 06/2021 08/2021
Sacred Heart University Fairfield CT 09/2018 06/2023
Kellenberg Memorial High School Uniondale NY 01/2010 09/2018
Northwestern Mutual Life Insurance Company Milwaukee WI 02/2023 07/2023
Northwestern Mutual Investment Services Llc Norwalk CT 06/2023 07/2023
Ameriprise Financial Services, Llc Hauppauge NY 10/2023 Present
  • 06/2022 → 10/2022
    Ameriprise
    Hauppauge, NY
  • 01/2016 → 08/2019
    Glen Cove Mansion
    Glen Cove, NY
  • 06/2021 → 08/2021
    Rsc Solutions
    Rockleigh, NJ
  • 09/2018 → 06/2023
    Sacred Heart University
    Fairfield, CT
  • 01/2010 → 09/2018
    Kellenberg Memorial High School
    Uniondale, NY
  • 02/2023 → 07/2023
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 06/2023 → 07/2023
    Northwestern Mutual Investment Services Llc
    Norwalk, CT
  • 10/2023 → Present
    Ameriprise Financial Services, Llc
    Hauppauge, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-11
  • S66 Uniform Combined State Law Examination
    2024-12-11
Other Names
  • Brendan Whitehead
  • Brendan Robert Whitehead

View on SEC IAPD

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PATRICK DE TOLLA
RONALD LEE HOUSLEY

Other Offices

EQUITY SERVICES, INC. · HAUPPAUGE, NY
MADISON GLOBAL ADVISORS LLC · HAUPPAUGE, NY
UNITED FINANCIAL PLANNING GROUP LLC · HAUPPAUGE, NY
COMMONWEALTH FINANCIAL NETWORK · Hauppauge, NY
LPL FINANCIAL LLC · HAUPPAUGE, NY
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Hauppauge, NY
J.P. MORGAN SECURITIES LLC · HAUPPAUGE, NY
CETERA INVESTMENT ADVISERS LLC · Hauppauge, NY

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