Brian Roche

Current Employers

Employment History

• 07/2010 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL
• 09/2010 → Present
  Bank Of America, N.A.
  Chicago, IL

Other Businesses

I*3760268Entity Type: Entity CharitableName of OBA: Lurie's Children's Innovators BoardAddress: Chicago, Illinois, 60611Investment Related: NoPosition, Title, Association: Board MemberEmployee Start Date: 03/01/2026Number of Hours: 10, MonthlyNumber of Hours during trading: 0, MonthlyDuties: My wife and I benefitted from the care and expertise of the hospital for the birth of our children and we are giving back through financial support and time to help support the hospital's mission I have two meetings per year and a financial commitmentI*3760269Entity Type: Entity CharitableName of OBA: Lurie's Children's Research FundAddress: Chicago, Illinois, 60611Investment Related: NoPosition, Title, Association: Board MemberEmployee Start Date: 03/01/2026Number of Hours: 30, MonthlyNumber of Hours during trading: 0, MonthlyDuties: The CRF is another fundraising program for the hospital that supports the hospital's mission. My wife, is intending to join and support through financial and time commitment. My wife is joining. I do not have direct responsibility but wanted to add this to our OBI. We will support financially and she will attend every other month meetings.I*4321267, Entity Type: , Name of OBA: S Trust, Address: Chicago, Illinois, 60647, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 02/20/2026, No Hours: 10 Yearly, No Hours during Trading: 0 Yearly, Duties: I*4573268 Entity Type: Entity For Profit Name of OBA: Catalyst Ridge, LLC Address: Chicago, Illinois, 60647 Investment Related: No Position, Title, Association: Other Employee Start Date: 07/01/2026 Number of Hours: 0, Yearly Number of Hours during trading: 0, Yearly Duties: This is the LLC that my wife, will do business under. She will provide consulting services to small business None

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-08-30
• S63 Uniform Securities Agent State Law Examination
  2007-09-17

Other Names

• Brian Roche
• Brian R Roche