Joseph John Griffin

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-02-04
IL	RA	APPROVED	2025-01-23

TX RA
APPROVED

Since 2025-02-04
IL RA
APPROVED

Since 2025-01-23

Branch Locations

Chicago, IL • United States

231 S La Salle St # 13 13Th Floor, Chicago, IL 60604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wintrust Wealth Management	Chicago	IL	05/2022	01/2025
Unemployed	Chicago	IL	10/2021	05/2022
Traffic Tech	Chicago	IL	07/2021	10/2021
Aerotek	Deerfield And Oak Brook	IL	06/2019	07/2021
University Of Illinois Champaign-Urbana	Champaign	IL	08/2015	05/2019
Lpl Financial Llc	Chicago	IL	01/2025	Present

05/2022 → 01/2025

Wintrust Wealth Management

Chicago, IL
10/2021 → 05/2022

Unemployed

Chicago, IL
07/2021 → 10/2021

Traffic Tech

Chicago, IL
06/2019 → 07/2021

Aerotek

Deerfield And Oak Brook, IL
08/2015 → 05/2019

University Of Illinois Champaign-Urbana

Champaign, IL
01/2025 → Present

Lpl Financial Llc

Chicago, IL

Previous Registrations

2023-09-18 → 2025-01-23

Wintrust Investments Llc

Chicago, IL

Chicago, IL

Other Businesses

1. 01/2025- Wintrust Investments- DBA for LPL Business (entity for LPL business) - INV Related- At Reported Business Location(s)- Start date 05/16/2022- 160 Hours Per Month- 1 Hour During Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-09-13

S66 Uniform Combined State Law Examination

2023-09-13

Other Names

Joe Griffin

View on SEC IAPD