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400 19Th Ave. So., Minneapolis, MN 55454 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-06-10 |
| MN | RA | APPROVED | 2025-06-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Perfect Bear Bistro | Tempe | AZ | 05/2021 | 10/2021 |
| Escape Msp | Minneapolis | MN | 04/2018 | 10/2018 |
| Edinborough Park | Minneapolis | MN | 05/2017 | 08/2019 |
| Arizona State University | Tempe | AZ | 08/2019 | 05/2023 |
| South View Middle School | Edina | MN | 08/2013 | 12/2016 |
| Edina High School | Edina | MN | 01/2017 | 08/2019 |
| Edina Swim Club | Edina | MN | 06/2023 | Present |
| Lottsa Financial Services, Inc. | Minneapolis | MN | 06/2023 | Present |
1. Edina Swim Club, Not investment-related, 6801 Brook Drive Edina MN 55439, Nature of business: Coaching elite level high school club competitive swimmers, Position held: Certified Swim Coach, Start date: 6/1/2023. Hours worked per month: 16 - 24, Hours worked during security trading hours: 0.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-06-04 |
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