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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-02-14
FL RA APPROVED 2024-02-05
  • TX RA
    APPROVED
    Since 2024-02-14
  • FL RA
    APPROVED
    Since 2024-02-05

Branch Locations

2850 Nw 43Rd St, Gainesville, FL 32606 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America Gainesville FL 03/2017 05/2022
Merrill Lynch Gainesville FL 05/2022 Present
Starbucks Gainesville FL 05/2015 05/2017
  • 03/2017 → 05/2022
    Bank Of America
    Gainesville, FL
  • 05/2022 → Present
    Merrill Lynch
    Gainesville, FL
  • 05/2015 → 05/2017
    Starbucks
    Gainesville, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-02-02
  • S66 Uniform Combined State Law Examination
    2024-02-02

View on SEC IAPD

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