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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-03-14
PA RA APPROVED 2023-01-20
  • TX RA
    APPROVED
    Since 2023-03-14
  • PA RA
    APPROVED
    Since 2023-01-20

Branch Locations

1040 Stony Hill Rd, Yardley, PA 19067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Philadelphia PA 12/2019 Present
Buybuy Baby Lansdale PA 07/2013 12/2019
Bank Of America, N.A. Philadelphia PA 09/2022 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-06
  • S66 Uniform Combined State Law Examination
    2023-01-06
Other Names
  • Jamie Ann Ramos
  • Jamie Ann Therrell
  • Jamie Ann Neiwert

View on SEC IAPD

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