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One Boston Place 29Th Floor, Boston, MA 02108 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2023-08-01 |
| RI | RA | APPROVED | 2023-07-25 |
Branch Locations
One Boston Place 29Th Floor, Boston, MA 02108 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Providence | RI | 05/2022 | 07/2023 |
| Bank Of America N.A. | Providence | RI | 05/2022 | 07/2023 |
| Chelo's Waterfront Bar And Grill | Warwick | RI | 05/2016 | Present |
| The Washington Trust Company | Westerly | RI | 10/2021 | 04/2022 |
| The University Of Rhode Island | Kingston | RI | 09/2017 | 05/2022 |
| Toll Gate High School | Warwick | RI | 09/2013 | 06/2017 |
| Johnny Granata's Restaurant And Bar | East Greenwich | RI | 09/2017 | 02/2018 |
| Friendly Home Nursing Home | Woonsocket | RI | 05/2017 | 08/2017 |
| Wfs, Llc | Boston | MA | 07/2023 | Present |
| Wainwright Investment Counsel, Llc | Boston | MA | 07/2023 | Present |
MR. LEWIS IS EMPLOYED BY WAINWRIGHT INVESTMENT COUNSEL, LLC ("WAINWRIGHT"), AN SEC REGISTERED INVESTMENT ADVISOR, AND CURRENTLY HOLDS THE POSITION OF ANALYST. HE IS REGISTERED WITH WFS, LLC WHOSE BUSINESS IS CURRENTLY LIMITED TO ENGAGING IN THE FACILITATION OF PRIVATE PLACEMENT TRANSACTIONS. WFS, LLC IS A WHOLLY OWNED SUBSIDIARY OF WAINWRIGHT ALSO LOCATED AT ONE BOSTON PLACE, BOSTON, MA 02108. THE MAJORITY OF HIS WORKING HOURS ARE SPENT ON WAINWRIGHT BUSINESS. MR. LEWIS PERIODICALLY ENGAGES IN OUTSIDE BUSINESS ACTIVITIES CONSISTING OF PERIODICALLY FILLING IN FOR SHIFTS (E.G., HOSTING, BARTENDING, WAITING ON TABLES) AT A RESTAURANT AND BAR IN RHODE ISLAND. ALL SERVICES PROVIDED SHALL BE PERFORMED ON WEEKENDS AND OUTSIDE OF MARKET HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-08-26 |
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