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Simon Scott Hall

Ubs Financial Services Inc.

Palo Alto, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-08-28
  • CA RA
    APPROVED
    Since 2026-08-28

Branch Locations

305 Lytton Avenue, Palo Alto, CA 94301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kynship Newport Beach CA 05/2021 08/2021
Corona Del Mar High School Newport Beach CA 08/2016 05/2020
Unemployed Newport Beach CA 05/2020 08/2020
Fidelity Investments San Diego CA 07/2024 07/2026
Vuori La Jolla CA 01/2023 05/2023
San Diego State San Diego CA 08/2020 05/2024
Costco Wholesale La Mesa CA 09/2023 11/2023
Bayfront Capital Partners Phoenix AZ 11/2022 08/2023
Roth Capital Partners Newport Beach CA 05/2022 07/2022
Unemployed San Diego CA 05/2024 07/2024
Fidelity Investments Boston MA 03/2025 07/2026
Ubs Financial Services, Inc Palo Alto CA 08/2026 Present
  • 05/2021 → 08/2021
    Kynship
    Newport Beach, CA
  • 08/2016 → 05/2020
    Corona Del Mar High School
    Newport Beach, CA
  • 05/2020 → 08/2020
    Unemployed
    Newport Beach, CA
  • 07/2024 → 07/2026
    Fidelity Investments
    San Diego, CA
  • 01/2023 → 05/2023
    Vuori
    La Jolla, CA
  • 08/2020 → 05/2024
    San Diego State
    San Diego, CA
  • 09/2023 → 11/2023
    Costco Wholesale
    La Mesa, CA
  • 11/2022 → 08/2023
    Bayfront Capital Partners
    Phoenix, AZ
  • 05/2022 → 07/2022
    Roth Capital Partners
    Newport Beach, CA
  • 05/2024 → 07/2024
    Unemployed
    San Diego, CA
  • 03/2025 → 07/2026
    Fidelity Investments
    Boston, MA
  • 08/2026 → Present
    Ubs Financial Services, Inc
    Palo Alto , CA
Previous Registrations
  • 2025-03-31 → 2026-08-11
    Strategic Advisers Llc
    San Diego, CA
    San Diego, CA
    San Diego, CA
    Boston, MA
  • 2024-11-08 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    San Diego, CA
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-02
  • S66 Uniform Combined State Law Examination
    2024-10-02
Other Names
  • Simon Scott Hall
  • Simon Hall
  • Simon S Hall

View on SEC IAPD

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Other Offices

STRATEGIC ADVISERS LLC · PALO ALTO, CA
CITIGROUP GLOBAL MARKETS INC. · Palo Alto, CA
DCVC · PALO ALTO, CA
DCVC BIO · PALO ALTO, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Palo Alto, CA
WELLS FARGO CLEARING SERVICES, LLC · PALO ALTO, CA
WELLS FARGO CLEARING SERVICES, LLC · PALO ALTO, CA
WELLS FARGO CLEARING SERVICES, LLC · PALO ALTO, CA

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