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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-02-06
  • IL RA
    APPROVED
    Since 2024-02-06

Branch Locations

227 West Monroe , Chicago, IL 60606 • United States

388 Greenwich Street Tower Building, New York, NY 10013 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citibank. N.A Chicago IL 01/2006 Present
  • 01/2006 → Present
    Citibank. N.A
    Chicago, IL
Other Businesses

Rental Property - Chicago, IL; Investment-related; Started: 4/27/2016; Title: Owner; Duties: Rental Property; No time is devoted each month during securities trading hours; 1 hour is devoted each month outside of securities trading hours;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-02-05
S63 Uniform Securities Agent State Law Examination 2022-08-29
  • S66 Uniform Combined State Law Examination
    2024-02-05
  • S63 Uniform Securities Agent State Law Examination
    2022-08-29
Other Names
  • Tung Duong

View on SEC IAPD

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