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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-02-08
  • IL RA
    APPROVED
    Since 2024-02-08

Branch Locations

427 N Kirk Rd Suite 101, Geneva, IL 60134 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pipelines Llc Pelham AL 04/2020 08/2020
Pelham High School Pelham AL 06/2013 05/2018
Southern Union State Community College Wadley AL 05/2018 05/2020
University Of Alabama In Huntsville Huntsville AL 08/2020 05/2023
Morton Private Wealth Strategies Geneva IL 05/2022 08/2022
Raymond James Financial Services, Inc. Geneva IL 06/2023 Present
Raymond James Financial Services Advisors, Inc Geneva IL 02/2024 Present
Morton Private Wealth Strategies, Inc. Geneva IL 03/2024 Present
  • 04/2020 → 08/2020
    Pipelines Llc
    Pelham, AL
  • 06/2013 → 05/2018
    Pelham High School
    Pelham, AL
  • 05/2018 → 05/2020
    Southern Union State Community College
    Wadley, AL
  • 08/2020 → 05/2023
    University Of Alabama In Huntsville
    Huntsville, AL
  • 05/2022 → 08/2022
    Morton Private Wealth Strategies
    Geneva, IL
  • 06/2023 → Present
    Raymond James Financial Services, Inc.
    Geneva, IL
  • 02/2024 → Present
    Geneva, IL
  • 03/2024 → Present
    Morton Private Wealth Strategies, Inc.
    Geneva, IL
Other Businesses

(1)Name of Business: Morton Private Wealth Strategies, Inc. Address: 427 N Kirk Rd Ste 101, Geneva, IL, 60134-1605, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 03/01/2024 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Assist Bret Shannon/ advise clients. Work with existing clients and develop new clients as a financial advisor.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-25
  • S66 Uniform Combined State Law Examination
    2024-01-25

View on SEC IAPD

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