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Matthew Thomas Clark

Cetera Investment Advisers LLC

New Orleans, LA

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-01-30
LA RA APPROVED 2023-10-13
  • TX RA
    APPROVED
    Since 2024-01-30
  • LA RA
    APPROVED
    Since 2023-10-13

Branch Locations

3311 Canal Street, New Orleans, LA 70119 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
P.O.M.E. New Orleans LA 01/2010 01/2020
New York Life New Orleans LA 08/2022 06/2023
Nylife Securities New Orleans LA 09/2022 06/2023
Unemployed/Covid New Orleans LA 02/2020 07/2022
Hancock Whitney Bank New Orleans LA 06/2023 Present
Cetera Investment Services Llc Saint Cloud MN 06/2023 Present
Cetera Investment Advisers Llc Gretna LA 10/2023 Present
  • 01/2010 → 01/2020
    P.O.M.E.
    New Orleans, LA
  • 08/2022 → 06/2023
    New York Life
    New Orleans, LA
  • 09/2022 → 06/2023
    Nylife Securities
    New Orleans, LA
  • 02/2020 → 07/2022
    Unemployed/Covid
    New Orleans, LA
  • 06/2023 → Present
    Hancock Whitney Bank
    New Orleans, LA
  • 06/2023 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 10/2023 → Present
    Cetera Investment Advisers Llc
    Gretna, LA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-04
S63 Uniform Securities Agent State Law Examination 2022-11-04
  • S66 Uniform Combined State Law Examination
    2023-10-04
  • S63 Uniform Securities Agent State Law Examination
    2022-11-04

View on SEC IAPD

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Other Offices

MONTZ HARCUS WEALTH MANAGEMENT · NEW ORLEANS, LA
BEACON POINTE ADVISORS, LLC · NEW ORLEANS, LA
EDWARD JONES · NEW ORLEANS, LA
LPL FINANCIAL LLC · NEW ORLEANS, LA
STATE FARM INVESTMENT MANAGEMENT CORP. · New Orleans, LA
STATE FARM INVESTMENT MANAGEMENT CORP. · NEW ORLEANS, LA
LPL FINANCIAL LLC · NEW ORLEANS, LA
EDWARD JONES · NEW ORLEANS, LA

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