Nicholas Jacob Lin

Current Employers

Arta Finance

153 Castro Street Suite 200, Mountain View, CA 94041 • United States

Current Registrations

Authority	Category	Status	Date
DE	RA	APPROVED	2026-06-02
CA	RA	APPROVED	2026-05-29
NY	RA	APPROVED	2026-05-08

DE RA
APPROVED

Since 2026-06-02
CA RA
APPROVED

Since 2026-05-29
NY RA
APPROVED

Since 2026-05-08

Branch Locations

Brooklyn, NY • United States

153 Castro Street Suite 200, Mountain View, CA 94041 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Menlo Park	CA	06/2022	02/2025
Charles Schwab Bank, Ssb	Menlo Park	CA	06/2022	02/2025
Arbo Works	Mountain View	CA	01/2022	05/2022
Socotra Capital	Sacramento	CA	06/2021	08/2021
Flyhigh Talent	Santa Clara	CA	08/2019	09/2019
Sacred Heart Schools	Atherton	CA	06/2012	09/2018
Santa Clara University	Santa Clara	CA	09/2018	06/2022
Arta Finance Inc.	Mountainview	CA	12/2025	Present
Arta Wealth Management Llc	Mountainview	CA	12/2025	Present
Independent Study	Brooklyn	NY	03/2025	12/2025
Simplicity Investments	Summit	NJ	07/2026	Present

06/2022 → 02/2025

Charles Schwab & Co., Inc.

Menlo Park, CA
06/2022 → 02/2025

Charles Schwab Bank, Ssb

Menlo Park, CA
01/2022 → 05/2022

Arbo Works

Mountain View, CA
06/2021 → 08/2021

Socotra Capital

Sacramento, CA
08/2019 → 09/2019

Flyhigh Talent

Santa Clara, CA
06/2012 → 09/2018

Sacred Heart Schools

Atherton, CA
09/2018 → 06/2022

Santa Clara University

Santa Clara, CA
12/2025 → Present

Arta Finance Inc.

Mountainview, CA
12/2025 → Present

Arta Wealth Management Llc

Mountainview, CA
03/2025 → 12/2025

Independent Study

Brooklyn, NY
07/2026 → Present

Simplicity Investments

Summit, NJ

Previous Registrations

2023-01-23 → 2025-02-15

Charles Schwab & Co., Inc.

Menlo Park, CA

Westlake, TX

Other Businesses

1.) ARTA FINANCE INSURANCE - 12/1/25 - 153 Castro Street , Suite 200, Mountain View, CA 94041 - Investment Specialist, Provide investment advice for clients that have insurance products with Arta Finance Insurance, Invt Rel, Invt & ins business, 80 hrs/mo; 70 hrs/mo (during trading hours). 2.) ARTA FINANCE - 12/1/25 - 153 Castro Street , Suite 200, Mountain View, CA 94041 - Investment Advisory & Financial Planning, Construct investment plans for Arta Finance clients & review investment portfolios, Invt Rel, Investment advisory business, 80 hrs/mo; 70 hrs/mo (during trading hours).

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-01-23

S66 Uniform Combined State Law Examination

2023-01-23

Other Names

Nicholas J. Lin
Nick Lin

View on SEC IAPD