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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-12-16
TX RA APPROVED 2025-12-11
  • CT RA
    APPROVED
    Since 2025-12-16
  • TX RA
    APPROVED
    Since 2025-12-11

Branch Locations

One Post Office Square, Boston, MA 02109 • United States

Georgetown, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Newburyport Marina Newburyport MA 12/2016 08/2018
Black Cow Tap And Grill Georgetown MA 10/2018 05/2022
La Fina Fine Dining Andover MA 01/2023 07/2023
Ubs Financial Services Boston MA 06/2022 08/2022
Highschool, St Johns Preparatory School, The American Academy Danvers MA 01/2013 01/2017
Ubs Financial Services Boston MA 01/2024 Present
Ubs Financial Services Boston MA 07/2023 12/2023
Merrimack College North Andover MA 08/2019 05/2024
  • 12/2016 → 08/2018
    Newburyport Marina
    Newburyport, MA
  • 10/2018 → 05/2022
    Black Cow Tap And Grill
    Georgetown, MA
  • 01/2023 → 07/2023
    La Fina Fine Dining
    Andover, MA
  • 06/2022 → 08/2022
    Ubs Financial Services
    Boston, MA
  • 01/2013 → 01/2017
    Highschool, St Johns Preparatory School, The American Academy
    Danvers, MA
  • 01/2024 → Present
    Ubs Financial Services
    Boston, MA
  • 07/2023 → 12/2023
    Ubs Financial Services
    Boston, MA
  • 08/2019 → 05/2024
    Merrimack College
    North Andover, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-11
  • S66 Uniform Combined State Law Examination
    2025-12-11

View on SEC IAPD

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