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Current Employers
Cwm, Llc

14600 Branch St., Omaha, NE 68154 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2024-02-06
  • LA RA
    APPROVED
    Since 2024-02-06

Branch Locations

2100 Saint Charles Avenue, New Orleans, LA 70130 • United States

14600 Branch St., Omaha, NE 68154 • United States

4609 Bluebonnet Blvd, Baton Rouge, LA 70809 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kenilworth Club Baton Rouge LA 06/2014 08/2019
Counter Culture Baton Rouge LA 06/2018 08/2018
Self Employed Baton Rouge LA 01/2019 11/2022
Fat Boys Pizza Baton Rouge LA 09/2019 01/2020
Brec: Recreation And Park Commission Baton Rouge LA 01/2021 08/2022
City Group Hospitality Baton Rouge LA 07/2020 08/2020
Catholic High School Baton Rouge LA 08/2015 05/2019
Louisiana State University Baton Rouge LA 08/2019 05/2023
The Olivier Group, Llc Baton Rouge LA 05/2022 Present
Cetera Advisor Networks Llc El Segundo CA 05/2022 09/2023
Cetera Wealth Services, Llc El Segundo CA 09/2023 Present
Cwm, Llc, Baton Rouge LA 02/2024 Present
  • 06/2014 → 08/2019
    Kenilworth Club
    Baton Rouge, LA
  • 06/2018 → 08/2018
    Counter Culture
    Baton Rouge, LA
  • 01/2019 → 11/2022
    Self Employed
    Baton Rouge, LA
  • 09/2019 → 01/2020
    Fat Boys Pizza
    Baton Rouge, LA
  • 01/2021 → 08/2022
    Brec: Recreation And Park Commission
    Baton Rouge, LA
  • 07/2020 → 08/2020
    City Group Hospitality
    Baton Rouge, LA
  • 08/2015 → 05/2019
    Catholic High School
    Baton Rouge, LA
  • 08/2019 → 05/2023
    Louisiana State University
    Baton Rouge, LA
  • 05/2022 → Present
    The Olivier Group, Llc
    Baton Rouge, LA
  • 05/2022 → 09/2023
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 09/2023 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 02/2024 → Present
    Baton Rouge, LA
Other Businesses

1. NAME OF OTHER BUSINESS: THE OLIVIER GROUP, LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES POSITION/TITLE/RELATIONSHIP: OPERATIONS ANALYST START DATE: 5/2022 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32 BRIEF DESCRIPTION OF DUTIES: I PROVIDE OPERATIONAL SUPPORT TO CLIENTS, COWORKERS, AND THE REP; 2. NAME OF OTHER BUSINESS: CWM, LLC, DBA CARSON GROUP PARTNERS - CRD # 155344, INVSTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM THAT PROVIDES PORTFOLIO MANAGEMENT, FINANCIAL PLANNING, ESTATE PLANNING AND ADDITIONAL ADVISORY SERVICES, POSITION/TITLE/RELATIONSHIP: ADMINISTRATIVE ASSISTAN/IAR, START DATE: 02/2024, APX NUMBER OF HOURS PER WEEK: 40 APX, NUMBER OF HOURS DURING TRADING HOURS: 32.5, 5BRIEF DESCRIPTION OF DUTIES: NON-PRODUCINGH/ADMINISTRATIVE;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-29
  • S66 Uniform Combined State Law Examination
    2024-01-29
Designations
Other Names
  • Ben Johnson

View on SEC IAPD

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