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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-03-10
NC RA APPROVED 2022-10-10
  • TX RA
    APPROVED
    Since 2023-03-10
  • NC RA
    APPROVED
    Since 2022-10-10

Branch Locations

1525 W Wt Harris Blvd 5Th Fl [Clt Rcast], Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services Charlotte NC 08/2022 Present
Us Tech Solutions Jersey City NJ 08/2022 Present
Carolina Golf Club Charlotte NC 05/2021 Present
Sully's Moving L.L.C. Charlotte NC 09/2020 04/2022
The Liberty Group Raleigh NC 05/2020 07/2020
Seven Oaks Swim And Racquet Club Raleigh NC 05/2017 08/2019
Cardinal Gibbons High School Raleigh NC 08/2014 05/2018
Unc Charlotte Charlotte NC 08/2018 05/2022
  • 08/2022 → Present
    Wells Fargo Clearing Services
    Charlotte, NC
  • 08/2022 → Present
    Us Tech Solutions
    Jersey City, NJ
  • 05/2021 → Present
    Carolina Golf Club
    Charlotte, NC
  • 09/2020 → 04/2022
    Sully's Moving L.L.C.
    Charlotte, NC
  • 05/2020 → 07/2020
    The Liberty Group
    Raleigh, NC
  • 05/2017 → 08/2019
    Seven Oaks Swim And Racquet Club
    Raleigh, NC
  • 08/2014 → 05/2018
    Cardinal Gibbons High School
    Raleigh, NC
  • 08/2018 → 05/2022
    Unc Charlotte
    Charlotte, NC
Other Businesses

I am also planning to work for NBC Sports Group Events for one day, which is not investment related. The address is 1 Blachley Road, Stamford, CT. I will be a microphone assistant for one day on September 25th, 2022. It will be one 10 hour job, and it will be for the President's Cup.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-04
  • S66 Uniform Combined State Law Examination
    2022-05-04
Other Names
  • Ryan Patrick Sullivan

View on SEC IAPD

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