Yu Chen

J.P. Morgan Securities LLC

Claim This Profile

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-12-20
CA	RA	APPROVED	2023-08-23

TX RA
APPROVED

Since 2024-12-20
CA RA
APPROVED

Since 2023-08-23

Branch Locations

401 8Th St, Oakland, CA 94607 • United States

5747 Christie Ave, Emeryville, CA 94608 • United States

2352 Shattuck Ave, Berkeley, CA 94704 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Massmutual Life Insurance Company	Walnut Creek	CA	05/2022	07/2023
Mml Investors Services, Llc	Walnut Creek	CA	05/2022	07/2023
Unemployed	San Francisco	CA	01/2017	04/2022
J.P. Morgan Securities Llc	Berkeley	CA	08/2023	Present
Jpmorgan Chase Bank, N.A.	Berkley	CA	08/2023	Present
Sfbaia Inc	Walnut Creek	CA	05/2022	07/2023
Urumqi Tianrong Microcredit Co., Ltd	Beijing		01/2014	12/2016

05/2022 → 07/2023

Massmutual Life Insurance Company

Walnut Creek, CA
05/2022 → 07/2023

Mml Investors Services, Llc

Walnut Creek, CA
01/2017 → 04/2022

Unemployed

San Francisco, CA
08/2023 → Present

J.P. Morgan Securities Llc

Berkeley, CA
08/2023 → Present

Jpmorgan Chase Bank, N.A.

Berkley, CA
05/2022 → 07/2023

Sfbaia Inc

Walnut Creek, CA
01/2014 → 12/2016

Urumqi Tianrong Microcredit Co., Ltd

Beijing

Previous Registrations

2023-03-16 → 2023-08-02

Mml Investors Services, Llc

Pleasanton, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-03-11

S66 Uniform Combined State Law Examination

2023-03-11

View on SEC IAPD

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