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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-11-24 |
Branch Locations
8500 Andrew Carnegie Blvd. Charlotte Hub, Charlotte, NC 28262 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs | Charlotte | NC | 10/2024 | 04/2025 |
| Mr. Tokyo | Pineville | NC | 08/2024 | 10/2024 |
| University Of North Carolina Wilmington | Wilmington | NC | 01/2023 | 07/2024 |
| Roush Yates Manufacturing Solutions | Mooresville | NC | 06/2023 | 08/2023 |
| Merrill Lynch | Charlotte | NC | 05/2022 | 01/2023 |
| Vector Marketing | Charlotte | NC | 03/2020 | 09/2020 |
| Chick-Fil-A-Franchise | Charlotte | NC | 02/2019 | 02/2020 |
| Charlotte Catholic High School | Charlotte | NC | 08/2016 | 05/2020 |
| University Of North Carolina Wilmington | Wilmington | NC | 08/2020 | 07/2024 |
| Tiaa-Cref Individual & Institutional Services, Llc | Charlotte | NC | 11/2025 | Present |
| Tiaa | Charlotte | NC | 11/2025 | Present |
| Uber Eats Inc. | Charlotte | NC | 05/2025 | Present |
| Ubs Financial Services Inc. | Charlotte | NC | 10/2024 | 03/2025 |
Name: UberEats Delivery Driver Position: Delivery Driver Nature: Delivering food to customers. Investment Related: No Hours: 10 Securities Trading Hours: 0 Start Date: 05/15/2021 Address: 1455 Market St #400, San Francisco CA 94103, United States Description: Delivering Food
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-05-30 |
| S65 | Uniform Investment Adviser Law Examination | 2025-04-30 |
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