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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-11-24
  • NC RA
    APPROVED
    Since 2025-11-24

Branch Locations

Pineville, NC • United States

8500 Andrew Carnegie Blvd. Charlotte Hub, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Charlotte NC 10/2024 04/2025
Mr. Tokyo Pineville NC 08/2024 10/2024
University Of North Carolina Wilmington Wilmington NC 01/2023 07/2024
Roush Yates Manufacturing Solutions Mooresville NC 06/2023 08/2023
Merrill Lynch Charlotte NC 05/2022 01/2023
Vector Marketing Charlotte NC 03/2020 09/2020
Chick-Fil-A-Franchise Charlotte NC 02/2019 02/2020
Charlotte Catholic High School Charlotte NC 08/2016 05/2020
University Of North Carolina Wilmington Wilmington NC 08/2020 07/2024
Tiaa-Cref Individual & Institutional Services, Llc Charlotte NC 11/2025 Present
Tiaa Charlotte NC 11/2025 Present
Uber Eats Inc. Charlotte NC 05/2025 Present
Ubs Financial Services Inc. Charlotte NC 10/2024 03/2025
  • 10/2024 → 04/2025
    Ubs
    Charlotte, NC
  • 08/2024 → 10/2024
    Mr. Tokyo
    Pineville, NC
  • 01/2023 → 07/2024
    University Of North Carolina Wilmington
    Wilmington, NC
  • 06/2023 → 08/2023
    Roush Yates Manufacturing Solutions
    Mooresville, NC
  • 05/2022 → 01/2023
    Merrill Lynch
    Charlotte, NC
  • 03/2020 → 09/2020
    Vector Marketing
    Charlotte, NC
  • 02/2019 → 02/2020
    Chick-Fil-A-Franchise
    Charlotte, NC
  • 08/2016 → 05/2020
    Charlotte Catholic High School
    Charlotte, NC
  • 08/2020 → 07/2024
    University Of North Carolina Wilmington
    Wilmington, NC
  • 11/2025 → Present
    Charlotte, NC
  • 11/2025 → Present
    Tiaa
    Charlotte, NC
  • 05/2025 → Present
    Uber Eats Inc.
    Charlotte, NC
  • 10/2024 → 03/2025
    Ubs Financial Services Inc.
    Charlotte, NC
Other Businesses

Name: UberEats Delivery Driver Position: Delivery Driver Nature: Delivering food to customers. Investment Related: No Hours: 10 Securities Trading Hours: 0 Start Date: 05/15/2021 Address: 1455 Market St #400, San Francisco CA 94103, United States Description: Delivering Food

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-05-30
S65 Uniform Investment Adviser Law Examination 2025-04-30
  • S63 Uniform Securities Agent State Law Examination
    2025-05-30
  • S65 Uniform Investment Adviser Law Examination
    2025-04-30
Other Names
  • Mitchell G Tanis
  • Mitchell Tanis

View on SEC IAPD

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