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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-10-10
MN RA APPROVED 2022-09-07
  • TX RA
    APPROVED
    Since 2022-10-10
  • MN RA
    APPROVED
    Since 2022-09-07

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

80 S 8Th St, Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Minneapolis MN 05/2022 Present
Omd New York NY 04/2021 05/2022
Groupm Chicago IL 06/2020 04/2021
Essence Minneapolis MN 08/2019 06/2020
Omd New York NY 11/2017 08/2019
Log On New York NY 09/2017 11/2017
Unemployed Eagan MN 01/2000 09/2017
Bank Of America, N.A. Minneapolis MN 08/2022 Present
  • 05/2022 → Present
    Minneapolis, MN
  • 04/2021 → 05/2022
    Omd
    New York, NY
  • 06/2020 → 04/2021
    Groupm
    Chicago, IL
  • 08/2019 → 06/2020
    Essence
    Minneapolis, MN
  • 11/2017 → 08/2019
    Omd
    New York, NY
  • 09/2017 → 11/2017
    Log On
    New York, NY
  • 01/2000 → 09/2017
    Unemployed
    Eagan, MN
  • 08/2022 → Present
    Bank Of America, N.A.
    Minneapolis, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-25
  • S66 Uniform Combined State Law Examination
    2022-08-25

View on SEC IAPD

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