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Carol Zabala Vaughn

Oppenheimer & Co. Inc.

Atlanta, GA

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2023-05-08
  • GA RA
    APPROVED
    Since 2023-05-08

Branch Locations

Phipps Tower-3438 Peachtree Rd Ne Suite 950, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Aupair In America Atlanta GA 09/2017 01/2020
Truist Bank Sandy Springs GA 03/2020 05/2022
The Fuel Depot Paz De Ariporo 08/2016 08/2017
Agencia Color Villavicencio 06/2015 06/2017
Universidad Del Meta Villavicencio 01/2011 12/2016
Oppenheimer & Co Atlanta GA 05/2022 Present
  • 09/2017 → 01/2020
    Aupair In America
    Atlanta, GA
  • 03/2020 → 05/2022
    Truist Bank
    Sandy Springs, GA
  • 08/2016 → 08/2017
    The Fuel Depot
    Paz De Ariporo
  • 06/2015 → 06/2017
    Agencia Color
    Villavicencio
  • 01/2011 → 12/2016
    Universidad Del Meta
    Villavicencio
  • 05/2022 → Present
    Oppenheimer & Co
    Atlanta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-03
  • S66 Uniform Combined State Law Examination
    2023-05-03
Other Names
  • Carol Jessel Zabala Conde

View on SEC IAPD

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