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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-02-23 |
| IN | RA | APPROVED | 2022-12-14 |
Branch Locations
8891 Brighton Ln Ste #126, Bonita Springs, FL 34135 • United States
2141 S Meadow View Lane, Yorktown, IN 47396 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Yorktown Community Schools | Yorktown | IN | 01/2012 | 08/2017 |
| Baize Financial Concepts | Muncie | IN | 08/2017 | 05/2018 |
| Florida Gulf Coast University | Fort Myers | FL | 05/2018 | 05/2019 |
| The Players Club At Woodland Trails | Yorktown | IN | 05/2019 | 08/2019 |
| Florida Gulf Coast University | Fort Myers | FL | 08/2019 | 03/2020 |
| Shipt | Fort Myers | FL | 03/2020 | 03/2021 |
| Florida Gulf Coast University | Fort Myers | FL | 03/2021 | 05/2021 |
| Scotlynn Usa Division | Fort Myers | FL | 05/2021 | 08/2021 |
| Florida Gulf Coast University | Fort Myers | FL | 08/2021 | 01/2022 |
| Guardian Life Insurance Company Of America | Fort Myers | FL | 01/2022 | 12/2022 |
| Park Avenue Securities Llc | Fort Myers | FL | 08/2022 | 12/2022 |
| Baize Financial Concepts | Yorktown | IN | 12/2022 | Present |
| Royal Alliance Associates, Inc. | Yorktown | IN | 12/2022 | 08/2023 |
| Osaic Wealth, Inc | Yorktown | IN | 08/2023 | Present |
1) BAIZE FINANCIAL CONCEPTS POSITION: Investment Advisor Representative NATURE: S Corp/DBA name INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 140 START DATE: 01/08/2024 ADDRESS: 2141 S Meadow View Ln, Yorktown IN 47396, United States DESCRIPTION: Sales and marketing of securities, investment advisory, and insurance products. 2) BAIZE FINANCIAL CONCEPTS POSITION: Insurance Agent NATURE: Insurance fixed sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 12/15/2022 ADDRESS: 2141 S Meadow View Ln, Yorktown IN 47396, United States DESCRIPTION: Fixed insurance sales
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-11-21 |
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