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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-02-23
IN RA APPROVED 2022-12-14
  • FL RA
    APPROVED
    Since 2024-02-23
  • IN RA
    APPROVED
    Since 2022-12-14

Branch Locations

8891 Brighton Ln Ste #126, Bonita Springs, FL 34135 • United States

2141 S Meadow View Lane, Yorktown, IN 47396 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Yorktown Community Schools Yorktown IN 01/2012 08/2017
Baize Financial Concepts Muncie IN 08/2017 05/2018
Florida Gulf Coast University Fort Myers FL 05/2018 05/2019
The Players Club At Woodland Trails Yorktown IN 05/2019 08/2019
Florida Gulf Coast University Fort Myers FL 08/2019 03/2020
Shipt Fort Myers FL 03/2020 03/2021
Florida Gulf Coast University Fort Myers FL 03/2021 05/2021
Scotlynn Usa Division Fort Myers FL 05/2021 08/2021
Florida Gulf Coast University Fort Myers FL 08/2021 01/2022
Guardian Life Insurance Company Of America Fort Myers FL 01/2022 12/2022
Park Avenue Securities Llc Fort Myers FL 08/2022 12/2022
Baize Financial Concepts Yorktown IN 12/2022 Present
Royal Alliance Associates, Inc. Yorktown IN 12/2022 08/2023
Osaic Wealth, Inc Yorktown IN 08/2023 Present
  • 01/2012 → 08/2017
    Yorktown Community Schools
    Yorktown, IN
  • 08/2017 → 05/2018
    Baize Financial Concepts
    Muncie, IN
  • 05/2018 → 05/2019
    Florida Gulf Coast University
    Fort Myers, FL
  • 05/2019 → 08/2019
    The Players Club At Woodland Trails
    Yorktown, IN
  • 08/2019 → 03/2020
    Florida Gulf Coast University
    Fort Myers, FL
  • 03/2020 → 03/2021
    Shipt
    Fort Myers, FL
  • 03/2021 → 05/2021
    Florida Gulf Coast University
    Fort Myers, FL
  • 05/2021 → 08/2021
    Scotlynn Usa Division
    Fort Myers, FL
  • 08/2021 → 01/2022
    Florida Gulf Coast University
    Fort Myers, FL
  • 01/2022 → 12/2022
    Guardian Life Insurance Company Of America
    Fort Myers, FL
  • 08/2022 → 12/2022
    Park Avenue Securities Llc
    Fort Myers, FL
  • 12/2022 → Present
    Baize Financial Concepts
    Yorktown, IN
  • 12/2022 → 08/2023
    Royal Alliance Associates, Inc.
    Yorktown, IN
  • 08/2023 → Present
    Yorktown, IN
Other Businesses

1) BAIZE FINANCIAL CONCEPTS POSITION: Investment Advisor Representative NATURE: S Corp/DBA name INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 140 START DATE: 01/08/2024 ADDRESS: 2141 S Meadow View Ln, Yorktown IN 47396, United States DESCRIPTION: Sales and marketing of securities, investment advisory, and insurance products. 2) BAIZE FINANCIAL CONCEPTS POSITION: Insurance Agent NATURE: Insurance fixed sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 12/15/2022 ADDRESS: 2141 S Meadow View Ln, Yorktown IN 47396, United States DESCRIPTION: Fixed insurance sales

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-21
  • S66 Uniform Combined State Law Examination
    2022-11-21
Other Names
  • Brennan Baize

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