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Adam David Christopher

Assetmark, Inc.

Chicago, IL

Concord, CA

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Current Employers
Assetmark, Inc.

1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-11-14
  • IL RA
    APPROVED
    Since 2025-11-14

Branch Locations

200 W. Madison Ave. Suite 2200, Chicago, IL 60606 • United States

1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Midlands Financial Lincoln NE 06/2022 08/2023
Principal Securities, Inc. Lincoln NE 06/2024 11/2024
Oberweis Dairy Park Ridge IL 06/2016 08/2018
Subway Park Ridge IL 06/2020 08/2020
Student Lincoln NE 08/2023 05/2024
Student Park Ridge IL 08/2018 06/2019
Lurveys Park Ridge IL 06/2019 08/2019
Student Park Ridge IL 08/2019 06/2020
Student Lincoln NE 08/2020 06/2022
Assetmark Financial Holdings, Inc Chicago IL 02/2025 Present
Assetmark Brokerage, Llc Chicago IL 04/2025 Present
  • 06/2022 → 08/2023
    Midlands Financial
    Lincoln, NE
  • 06/2024 → 11/2024
    Principal Securities, Inc.
    Lincoln, NE
  • 06/2016 → 08/2018
    Oberweis Dairy
    Park Ridge, IL
  • 06/2020 → 08/2020
    Subway
    Park Ridge, IL
  • 08/2023 → 05/2024
    Student
    Lincoln, NE
  • 08/2018 → 06/2019
    Student
    Park Ridge, IL
  • 06/2019 → 08/2019
    Lurveys
    Park Ridge, IL
  • 08/2019 → 06/2020
    Student
    Park Ridge, IL
  • 08/2020 → 06/2022
    Student
    Lincoln, NE
  • 02/2025 → Present
    Assetmark Financial Holdings, Inc
    Chicago, IL
  • 04/2025 → Present
    Assetmark Brokerage, Llc
    Chicago, IL
Other Businesses

ASSETMARK FINANCIAL HOLDINGS, INC. (PARENT COMPANY) - IN CONCORD, CA - INVESTMENT RELATED - EMPLOYMENT START DATE 02/2025 - 160 HRS / MONTHLY - SALES COORDINATOR OF ASSETMARK, INC. - A REGISTERED INVESTMENT ADVISER - IN CONCORD, CA - AFFILIATE OF ASSETMARK BROKERAGE, LLC. - INVESTMENT RELATED.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-11-14
S63 Uniform Securities Agent State Law Examination 2025-06-16
  • S65 Uniform Investment Adviser Law Examination
    2025-11-14
  • S63 Uniform Securities Agent State Law Examination
    2025-06-16
Other Names
  • Adam Christopher
  • Adam David Christopher
  • Adam D Christopher

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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