Lillian Gallagher Johnston

Ubs Financial Services Inc.

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Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-08-27
CT	RA	APPROVED	2024-08-26
NJ	RA	APPROVED	2023-06-14
ME	RA	APPROVED	2023-01-06

TX RA
APPROVED

Since 2024-08-27
CT RA
APPROVED

Since 2024-08-26
NJ RA
APPROVED

Since 2023-06-14
ME RA
APPROVED

Since 2023-01-06

Branch Locations

One State Street Suite 1600, Hartford, CT 06103 • United States

Boston, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
The North House	Avon	CT	07/2016	08/2017
Simsbury Public Schools	Simsbury	CT	08/2012	06/2018
Penn State University	University Park	CT	07/2018	01/2020
University Of Connecticut	Storrs	CT	01/2020	05/2022
Bodyroc	Avon	CT	03/2021	08/2021
Joe Pizza	Canton	CT	06/2021	08/2021
Ubs Financial Services	Boston	CT	07/2022	Present
Ubs Financial Services Inc.	Hartford	CT	08/2024	Present

07/2016 → 08/2017

The North House

Avon, CT
08/2012 → 06/2018

Simsbury Public Schools

Simsbury, CT
07/2018 → 01/2020

Penn State University

University Park, CT
01/2020 → 05/2022

University Of Connecticut

Storrs, CT
03/2021 → 08/2021

Bodyroc

Avon, CT
06/2021 → 08/2021

Joe Pizza

Canton, CT
07/2022 → Present

Ubs Financial Services

Boston, CT
08/2024 → Present

Ubs Financial Services Inc.

Hartford, CT

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-01-06

S66 Uniform Combined State Law Examination

2023-01-06

Other Names

Lily Gallagher Johnston

View on SEC IAPD

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