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Matthew S Cornett

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Mount Pleasant, SC

Farmington Hills, MI

Livonia, MI

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-05-23
MI RA APPROVED 2022-03-29
TX RA APPROVED_RES 2022-03-29
  • NJ RA
    APPROVED
    Since 2025-05-23
  • MI RA
    APPROVED
    Since 2022-03-29
  • TX RA
    APPROVED_RES
    Since 2022-03-29

Branch Locations

75 Port City Lndg, Mount Pleasant, SC 29464 • United States

39001 W 12 Mile Rd, Farmington Hills, MI 48331 • United States

Livonia, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
R Philip Sarnecki Leawood KS 12/2015 12/2019
Northwestern Mutual Investment Services Llc Leawood KS 12/2015 12/2021
Brad Seitzinger Troy MI 12/2019 07/2020
Dominic Mirabella Troy MI 07/2020 12/2021
Merrill Lynch Troy MI 01/2022 Present
  • 12/2015 → 12/2019
    R Philip Sarnecki
    Leawood, KS
  • 12/2015 → 12/2021
    Northwestern Mutual Investment Services Llc
    Leawood, KS
  • 12/2019 → 07/2020
    Brad Seitzinger
    Troy, MI
  • 07/2020 → 12/2021
    Dominic Mirabella
    Troy, MI
  • 01/2022 → Present
    Merrill Lynch
    Troy, MI
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-10-03
S63 Uniform Securities Agent State Law Examination 2006-08-08
  • S65 Uniform Investment Adviser Law Examination
    2014-10-03
  • S63 Uniform Securities Agent State Law Examination
    2006-08-08
Other Names
  • Matthew S Cornett
  • Matthew Shane Cornett
  • M Shane Cornett

View on SEC IAPD

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