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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2022-05-18 |
Branch Locations
355 118Th Ave Se Suite 100A, Bellevue, WA 98005 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors, Inc | Bellevue | WA | 05/2022 | Present |
| World Financial Group, Inc. | Bellevue | WA | 12/2021 | Present |
| U.S. Environmental Protection Agency | Seattle | WA | 10/2003 | Present |
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc U.S. ENVIRONMENTAL PROTECTION AGENCY POSITION: DIVISION DIRECTOR NATURE: Government Entity INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 7 START DATE: 10/01/2003 ADDRESS: 1200 6th Ave, SEATTLE WA 98101, United States DESCRIPTION: Promote voluntary environmental programs, enforce environmental laws such as RCRA, EPCRA, Brownfields, Pollution Prevention. Engage with elected officials on permits, grants, and enforcement of the above mention laws.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-06-10 |
| S65 | Uniform Investment Adviser Law Examination | 2022-04-25 |
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