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1415 Vantage Park Drive 3Rd Floor, Charlotte, NC 28203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-06-25 |
Branch Locations
1415 Vantage Park Drive, Charlotte, NC 28203 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Allspring Funds Distributor, Llc. | Charlotte | NC | 06/2026 | Present |
| Janney Montgomery Scott Llc | Columbia | SC | 06/2024 | 06/2026 |
| Roanoke College | Salem | VA | 01/2025 | 05/2026 |
| Roanoke College | Salem | VA | 08/2023 | 05/2026 |
| Scott And Company | Columbia | SC | 06/2023 | 08/2023 |
| Richardson Thomas | Columbia | SC | 06/2023 | 08/2024 |
| Janney Montgomery Scott | Columbia | SC | 05/2022 | 06/2022 |
| Pelican's Snoballs | Columbia | SC | 06/2020 | 09/2020 |
| Mac And Bob's | Salem | VA | 06/2025 | 09/2025 |
| Ben Lippen School | Columbia | SC | 06/2016 | 06/2020 |
| Ben Lippen School | Columbia | SC | 09/2020 | 05/2021 |
| Presbyterian College | Clinton | SC | 07/2021 | 05/2023 |
| Roanoke College | Salem | VA | 08/2023 | 05/2026 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-08-23 |
| S65 | Uniform Investment Adviser Law Examination | 2025-08-18 |
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