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Antonio J Nogalo

Ubs Financial Services Inc.

Greenwich, CT

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-03-13
FL RA APPROVED 2023-11-20
TX RA APPROVED 2023-11-14
  • CT RA
    APPROVED
    Since 2026-03-13
  • FL RA
    APPROVED
    Since 2023-11-20
  • TX RA
    APPROVED
    Since 2023-11-14

Branch Locations

100 West Putnam Avenue 2Nd Floor, Greenwich, CT 06830 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc New York NY 06/2022 10/2023
Deloitte Stamford CT 08/2018 05/2022
Ceis Review Inc. New York NY 05/2017 07/2017
Fairfield University Fairfield CT 09/2014 05/2018
Ubs Financial Services, Inc West Palm Beach FL 10/2023 Present
  • 06/2022 → 10/2023
    Morgan Stanley Smith Barney Llc
    New York, NY
  • 08/2018 → 05/2022
    Deloitte
    Stamford, CT
  • 05/2017 → 07/2017
    Ceis Review Inc.
    New York, NY
  • 09/2014 → 05/2018
    Fairfield University
    Fairfield, CT
  • 10/2023 → Present
    Ubs Financial Services, Inc
    West Palm Beach, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-19
  • S66 Uniform Combined State Law Examination
    2022-12-19

View on SEC IAPD

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