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Current Employers
St. James Investment Company, Llc

535 S. Kimball Avenue Suite 140, Southlake, TX 76092 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2010-07-13
  • TX RA
    APPROVED
    Since 2010-07-13

Branch Locations

535 S. Kimball Ave, Suite 140, Southlake, TX 76092 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
St. James Investment Company, Llc Dallas TX 09/2009 01/2021
St. James Investment Company, Llc Southlake TX 01/2021 Present
Previous Registrations
  • 2009-08-25 → 2015-11-12
    Liberty Funds Group
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-08-24
  • S65 Uniform Investment Adviser Law Examination
    2009-08-24

View on SEC IAPD

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