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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2025-02-10
  • IA RA
    APPROVED
    Since 2025-02-10

Branch Locations

Spencer, IA • United States

1820 Nw 118Th St Suite 150, Clive, IA 50325 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fsc Securites Clive IA 06/2023 11/2023
Fsc Securities Clive IA 05/2022 06/2023
Pdi Warehouse Ankeny IA 05/2022 08/2022
Spencer Community Schools Spencer IA 12/2019 01/2023
City Of Spencer Spencer IA 06/2020 08/2021
Clay County Fairgrounds Spencer IA 06/2019 08/2019
Spencer Family Ymca Spencer IA 05/2018 08/2018
Spencer Community Schools Spencer IA 01/2012 05/2019
University Of Northern Iowa Spencer IA 08/2019 12/2022
Wildflour Spencer IA 07/2023 11/2023
Osaic Wealth, Inc. Clive IA 11/2023 Present
  • 06/2023 → 11/2023
    Fsc Securites
    Clive, IA
  • 05/2022 → 06/2023
    Fsc Securities
    Clive, IA
  • 05/2022 → 08/2022
    Pdi Warehouse
    Ankeny, IA
  • 12/2019 → 01/2023
    Spencer Community Schools
    Spencer, IA
  • 06/2020 → 08/2021
    City Of Spencer
    Spencer, IA
  • 06/2019 → 08/2019
    Clay County Fairgrounds
    Spencer, IA
  • 05/2018 → 08/2018
    Spencer Family Ymca
    Spencer, IA
  • 01/2012 → 05/2019
    Spencer Community Schools
    Spencer, IA
  • 08/2019 → 12/2022
    University Of Northern Iowa
    Spencer, IA
  • 07/2023 → 11/2023
    Wildflour
    Spencer, IA
  • 11/2023 → Present
    Clive, IA
Other Businesses

1. STONEBRIDGE FINANCIAL ADVISORS POSITION: Agent NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 09/16/2023 ADDRESS: 1820 NW 118th St Suite 150, Clive IA 50325, United States DESCRIPTION: Insurance agent for Various Insurance carriers through Brokers Clearing House, selling term life Insurance 2. SPENCER COMMUNITY SCHOOLS POSITION: Taking Tickets NATURE: Government Entity (Public School) INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 02/24/2024 ADDRESS: 23 E 7th St A, Spencer IA 51301, United States DESCRIPTION: I will be taking tickets for a state sponsored game

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-18
  • S66 Uniform Combined State Law Examination
    2023-12-18

View on SEC IAPD

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