James W Rushworth

Current Employers

Employment History

• 10/2005 → Present
  Keystone Financial Management
  Allentown, PA
• 10/2005 → 11/2018
  Sii
  Boston, MA
• 11/2018 → Present
  Royal Alliance Associates, Inc.
  Harrisburg, PA

Previous Registrations

• 2013-03-14 → 2018-11-02
  Signator Investors, Inc.
  Allentown, PA
  Moosic, PA
  Harrisburg, PA

Other Businesses

1. GAS LAND LEASE POSITION: Owner NATURE: Own Property INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/08/2013 ADDRESS: 771 Keraga Road, Meshoppen PA 18630, United States DESCRIPTION: None Royalty Payments from Gas Well 2. KEYSTONE FINANCIAL MANAGEMENT LLC POSITION: Investment Advisor Representative NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 10/31/2005 ADDRESS: 2431 N. 2nd Street, Harrisburg PA 17110, United States DESCRIPTION: Sales/marketing of securities, investment advisory and insurance products 3. KEYSTONE FINANCIAL MANAGEMENT LLC - INSURANCE BROKER POSITION: Agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 07/19/2010 ADDRESS: 2431 N. 2nd Street, Harrisburg PA 17110, United States DESCRIPTION: SALES/MARKETING OF FIXED ANNUITIES AND NON-VARIABLE INSURANCE 4. KEYSTONE FINANCIAL MANAGEMENT LLC - FIXED INSURANCE POSITION: Agent NATURE: Insurance Broker INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/19/2010 ADDRESS: 2431 N 2nd Street, Harrisburg PA 17110, United States DESCRIPTION: Health and Group Benefits

Exams

• S66 Uniform Combined State Law Examination
  2008-01-29
• S63 Uniform Securities Agent State Law Examination
  2006-08-24