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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-01-26
NC RA APPROVED 2023-10-25
  • TX RA
    APPROVED
    Since 2024-01-26
  • NC RA
    APPROVED
    Since 2023-10-25

Branch Locations

6805 Carnegie Blvd, Suite 350, Charlotte, NC 28211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Charlotte NC 06/2022 10/2023
Play It Again Sports Cary NC 03/2022 05/2022
The Dogwood Bar & Eatery Raleigh NC 04/2021 01/2022
Integrated Wealthcare Durham NC 05/2021 08/2021
Domino's Pizza Durham NC 05/2020 02/2021
Chris Van Goethem Landshaping Rougemont NC 05/2019 08/2019
Mullins' Lawn Care Durham NC 05/2014 08/2018
North Carolina State University Raleigh NC 08/2018 05/2022
Trinity School Of Durham And Chapel Hill Durham NC 01/2012 05/2018
Raymond James & Associates Charlotte NC 10/2023 Present
  • 06/2022 → 10/2023
    The Vanguard Group, Inc.
    Charlotte, NC
  • 03/2022 → 05/2022
    Play It Again Sports
    Cary, NC
  • 04/2021 → 01/2022
    The Dogwood Bar & Eatery
    Raleigh, NC
  • 05/2021 → 08/2021
    Integrated Wealthcare
    Durham, NC
  • 05/2020 → 02/2021
    Domino's Pizza
    Durham, NC
  • 05/2019 → 08/2019
    Chris Van Goethem Landshaping
    Rougemont, NC
  • 05/2014 → 08/2018
    Mullins' Lawn Care
    Durham, NC
  • 08/2018 → 05/2022
    North Carolina State University
    Raleigh, NC
  • 01/2012 → 05/2018
    Trinity School Of Durham And Chapel Hill
    Durham, NC
  • 10/2023 → Present
    Raymond James & Associates
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-21
S63 Uniform Securities Agent State Law Examination 2022-08-08
  • S66 Uniform Combined State Law Examination
    2022-12-21
  • S63 Uniform Securities Agent State Law Examination
    2022-08-08
Other Names
  • Quinn Mullins
  • Philip Mullins

View on SEC IAPD

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