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1290 Avenue Of The Americas, New York, NY 10104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-03-31 |
| NY | RA | APPROVED | 2025-01-31 |
Branch Locations
Jersey City, NJ • United States
1290 Avenue Of The Americas, New York, NY 10104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Svb Securities Llc | New York City | NY | 06/2022 | 09/2023 |
| Moffettnathanson Llc | New York City | NY | 03/2022 | 06/2022 |
| Veritable Lp | Newtown Square | PA | 01/2018 | 03/2022 |
| Duff & Phelps | Philadelphia | PA | 07/2015 | 01/2018 |
| Moffettnathanson Llc | New York City | NY | 10/2023 | 11/2024 |
| Unemployed | Jersey City | NJ | 11/2024 | 01/2025 |
| Neuberger Berman Bd Llc | New York City | NY | 01/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-07-01 |
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