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Derek Richard Razza

Strategic Advisers LLC

Cranston, RI

Smithfield, RI

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2025-07-09
TX RA APPROVED 2025-07-09
  • RI RA
    APPROVED
    Since 2025-07-09
  • TX RA
    APPROVED
    Since 2025-07-09

Branch Locations

Cranston, RI • United States

900 Salem Street, Smithfield, RI 02917-1243 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Smithfield RI 08/2023 Present
High Spirits Liquors Providence RI 12/2018 08/2023
Pioneer Financial Warwick RI 06/2022 08/2022
Hurley Construction Inc. Wakefield RI 05/2021 08/2021
Tasca Automotive Group Cranston RI 05/2019 08/2021
Laz Park Narragansett RI 06/2020 08/2020
Bishop Hendricken High School Warwick RI 09/2015 06/2019
University Of Rhode Island Kingston RI 09/2019 12/2022
  • 08/2023 → Present
    Fidelity Investments
    Smithfield, RI
  • 12/2018 → 08/2023
    High Spirits Liquors
    Providence, RI
  • 06/2022 → 08/2022
    Pioneer Financial
    Warwick, RI
  • 05/2021 → 08/2021
    Hurley Construction Inc.
    Wakefield, RI
  • 05/2019 → 08/2021
    Tasca Automotive Group
    Cranston, RI
  • 06/2020 → 08/2020
    Laz Park
    Narragansett, RI
  • 09/2015 → 06/2019
    Bishop Hendricken High School
    Warwick, RI
  • 09/2019 → 12/2022
    University Of Rhode Island
    Kingston, RI
Other Businesses

OBA-102183|OrgNmn:High Spirits Liquors|Org Addr:Providence,Rhode Isla,US|OBA Nature:Retail Business|Invst Rel:N|Title:Employee|Duties:Manager|StrtDt:12-15-18|TotHrs/mon:30|TrdHrs/mon:0|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-03
S63 Uniform Securities Agent State Law Examination 2024-01-05
  • S66 Uniform Combined State Law Examination
    2025-07-03
  • S63 Uniform Securities Agent State Law Examination
    2024-01-05
Other Names
  • Derek Richard Razza
  • Derek R Razza

View on SEC IAPD

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