Jacob Michael Tolk

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2025-03-10
TX	RA	APPROVED_RES	2017-06-28
NM	RA	APPROVED	2017-06-27

AZ RA
APPROVED

Since 2025-03-10
TX RA
APPROVED_RES

Since 2017-06-28
NM RA
APPROVED

Since 2017-06-27

Branch Locations

14850 North Scottsdale Road Suite 600, Scottsdale, AZ 85254 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Santa Fe	NM	01/2009	06/2017
Morgan Stanley Smith Barney	Scottsdale	AZ	06/2017	Present
Morgan Stanley Private Bank, National Association	New York	NY	07/2017	Present

01/2009 → 06/2017

Ubs Financial Services Inc

Santa Fe, NM
06/2017 → Present

Morgan Stanley Smith Barney

Scottsdale, AZ
07/2017 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Previous Registrations

2009-01-26 → 2017-07-05

Ubs Financial Services Inc.

Santa Fe, NM

Albuquerque, NM
2008-01-01 → 2009-01-27

Wells Fargo Clearing Services, Llc

Santa Fe, NM

Santa Fe, NM
2007-02-13 → 2008-01-01

A. G. Edwards & Sons, Inc.

Santa Fe, NM

St. Louis, MO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-02-09

S66 Uniform Combined State Law Examination

2007-02-09

Other Names

Jake Michael Tolk

View on SEC IAPD